Are regulators & financial commissions doing enough to combat financial fraud?

0

William Francavilla (Author & Former Director of Wealth Wealth Management, Legg Mason)

William Francavilla expresses his view that organizations such as the Securities and Exchange Commission and state regulatory authorities are doing everything they can to combat fraud in the financial services area. He talks about some of the improvements that have been made to make it more difficult for fraud to take place.

Share.

About Author

William Francavilla

Author & Former Director of Wealth Wealth Management, Legg Mason

William Francavilla is a former senior vice president and was the corporate director of wealth management for Legg Mason, Baltimore, Maryland. He has over 30 years of experience in the financial industry, serving as branch manager, regional sales director and senior financial adviser trainer. He is also a certified financial planner. He has spoken to many Fortune 500 companies and is the author of the newly published book, “The Madoffs Among Us: Combat the Scammers, Con Artists, and Thieves Who Are Plotting to Steal Your Money” (Career Press, 2018).

Interviewed By


Tracey Fitzpatrick

Tracey Fitzpatrick

Sarder TV Anchor & Former Market News Video Anchor

Leave A Reply